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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fresno | CA | 01/2020 | Present |
| Rogers Farms | Selma | CA | 06/2018 | 10/2019 |
| Nichols Farms | Hanford | CA | 08/2016 | 06/2018 |
1)1/31/20- Brighton Investment Advisors-DBA for LPL Business (entity for LPL business)- Inv. Related- Fresno, CA- 100% 2) 12/16/2022 - Brighton Investment Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/12/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Teaching. 3) 01/10/2023 - Brighton SVP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/02/2023 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-28 |
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