William Thomas Baffuto

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 08/2018
  Tzatziki Greek Grill
  Pleasantville, NY
• 06/2017 → 08/2017
  Laser Lax
  Pelham, NY
• 08/2015 → 05/2019
  Bard College
  Annandale-On-Hudson, NY
• 06/2018 → 08/2018
  Pica 9
  Pelham, NY
• 06/2019 → 11/2019
  Unemployed
  New York, NY
• 01/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 01/2020 → 03/2021
  Equitable Advisors, Llc
  New York, NY
• 03/2021 → 03/2023
  Ubs Financial Services Inc
  Weehawken, NJ
• 09/2023 → Present
  Equitable Advisors, Llc
  New York, NY
• 09/2023 → 08/2024
  Equitable
  Charlotte, NC
• 06/2023 → 08/2023
  Greenburgh Recreational Day Camp
  Greenburgh, NY
• 04/2023 → 06/2023
  Unemployed
  New York, NY
• 08/2024 → Present
  Equitable
  Brooklyn, NY

Previous Registrations

• 2022-02-09 → 2023-04-05
  Ubs Financial Services Inc.
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2024-10-22

Other Names

• Williams Baffuto
• William Baffuto
• Williams Thomas Baffuto