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Spencer Andrew Robal Johnson

Morgan Stanley

Miami, FL

CRD 4961977

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
FL RA APPROVED 2018-01-09
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • FL RA
    APPROVED
    Since 2018-01-09

Branch Locations

200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Securities (Usa) Llc New York NY 04/2010 03/2017
Tavira Securities Us Llc Miami FL 08/2017 09/2017
Unemployed Miami FL 04/2017 08/2017
Morgan Stanley Miami FL 10/2017 Present
Morgan Stanley Private Bank, N.A New York NY 03/2024 Present
  • 04/2010 → 03/2017
    Credit Suisse Securities (Usa) Llc
    New York, NY
  • 08/2017 → 09/2017
    Tavira Securities Us Llc
    Miami, FL
  • 04/2017 → 08/2017
    Unemployed
    Miami, FL
  • 10/2017 → Present
    Morgan Stanley
    Miami, FL
  • 03/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-05
S63 Uniform Securities Agent State Law Examination 2016-02-22
  • S65 Uniform Investment Adviser Law Examination
    2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2016-02-22
Other Names
  • Spencer Andrew Robal Johnson
  • Spencer A Johnson

View on SEC IAPD

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HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
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