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Nicholas B Dabella

Mml Investors Services, LLC

Rochester, NY

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-05
TX RA APPROVED 2025-08-05
  • NY RA
    APPROVED
    Since 2025-08-05
  • TX RA
    APPROVED
    Since 2025-08-05

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2020 02/2020
Nvr, Inc Pittsford NY 02/2013 11/2022
Equitable Advisors, Llc New York NY 02/2020 07/2025
Massmutual Life Insurance Company Rochester NY 07/2025 Present
Mml Investors Services Llc Rochester NY 07/2025 Present
  • 02/2020 → 02/2020
    Axa Advisors, Llc
    New York, NY
  • 02/2013 → 11/2022
    Nvr, Inc
    Pittsford, NY
  • 02/2020 → 07/2025
    Equitable Advisors, Llc
    New York, NY
  • 07/2025 → Present
    Massmutual Life Insurance Company
    Rochester, NY
  • 07/2025 → Present
    Mml Investors Services Llc
    Rochester, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-08
S63 Uniform Securities Agent State Law Examination 2020-09-21
  • S65 Uniform Investment Adviser Law Examination
    2024-03-08
  • S63 Uniform Securities Agent State Law Examination
    2020-09-21
Other Names
  • Nicholas Dabella

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

More in Rochester, NY

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