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Benjamin David Polk

Alliancebernstein L.P.

Corte Madera, CA

San Francisco, CA

CRD 7205731

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Employer firm

Alliancebernstein L.p. CRD 108477

$763B regulatory AUM 16 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-14
CA RA APPROVED 2025-01-30
  • TX RA
    APPROVED
    Since 2025-03-14
  • CA RA
    APPROVED
    Since 2025-01-30

Branch Locations

Corte Madera, CA • United States

555 California Street Suite 4400, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portland Timbers Portland OR 01/2016 12/2016
Orlando City Sc Orlando FL 01/2017 10/2017
Syracuse University Syracuse NY 10/2017 05/2019
Unemployed Vancouver WA 05/2019 11/2019
Alliancebernstein Nashville TN 12/2019 03/2020
Alliancebernstein Nashville TN 03/2020 08/2021
Sanford C. Bernstein & Co., Llc Seattle WA 08/2021 Present
  • 01/2016 → 12/2016
    Portland Timbers
    Portland, OR
  • 01/2017 → 10/2017
    Orlando City Sc
    Orlando, FL
  • 10/2017 → 05/2019
    Syracuse University
    Syracuse, NY
  • 05/2019 → 11/2019
    Unemployed
    Vancouver, WA
  • 12/2019 → 03/2020
    Alliancebernstein
    Nashville, TN
  • 03/2020 → 08/2021
    Alliancebernstein
    Nashville, TN
  • 08/2021 → Present
    Sanford C. Bernstein & Co., Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-30
S63 Uniform Securities Agent State Law Examination 2022-02-07
  • S65 Uniform Investment Adviser Law Examination
    2025-01-30
  • S63 Uniform Securities Agent State Law Examination
    2022-02-07

View on SEC IAPD

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