Nicholas Mann

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2022-08-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	12/2019	08/2022
Twin River Casino And Hotel	Lincoln	RI	11/2014	07/2022
Chapel Grille	Cranston	RI	11/2017	11/2019
Rhode Island College	North Providence	RI	09/2016	06/2019
Bank Of America, N.A.	Lincoln	RI	01/2022	08/2022
Citizens Securities, Inc.	Johnston	RI	08/2022	Present

12/2019 → 08/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
11/2014 → 07/2022

Twin River Casino And Hotel

Lincoln, RI
11/2017 → 11/2019

Chapel Grille

Cranston, RI
09/2016 → 06/2019

Rhode Island College

North Providence, RI
01/2022 → 08/2022

Bank Of America, N.A.

Lincoln, RI
08/2022 → Present

Citizens Securities, Inc.

Johnston, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-14