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Michael Andres Diaz

Peteralexander

West Conshohocken, PA

CRD 4961915

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Employer firm

Peteralexander CRD 308142

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Peteralexander

15 Union Hill Road Suite 200, West Conshohocken, PA 19428-2718 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-05-01
  • PA RA
    APPROVED
    Since 2020-05-01

Branch Locations

15 Union Hill Road Suite 200, West Conshohocken, PA 19428-2718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankers Life & Casualty Co. King Of Prussia PA 06/2003 02/2017
Penn Mutual Life Insurance Horsham PA 03/2017 05/2020
Hornor Townsend & Kent Inc Horsham PA 03/2018 05/2020
Peteralexander & Co. Inc Conshohocken PA 05/2020 Present
  • 06/2003 → 02/2017
    Bankers Life & Casualty Co.
    King Of Prussia, PA
  • 03/2017 → 05/2020
    Penn Mutual Life Insurance
    Horsham, PA
  • 03/2018 → 05/2020
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 05/2020 → Present
    Peteralexander & Co. Inc
    Conshohocken, PA
Previous Registrations
Other Businesses

1) THE GREEN LEGION | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: SOCIAL MEDIA DIRECTOR | ADDRESS: 212 BROWN ST., #10A PHILADELPHIA, PA | START DATE: 10/8/2019 | NATURE OF ACTIVITY: SPORTS TRAVEL & ENTERTAINMENT | APPROX HRS PER MTH: LESS THAN 20 | APPROX TRADING HRS PER MTH: LESS THAN 5 | DESCRIPTION OF DUTIES: PHILADELPHIA SPORTS SOCIAL MEDIA 2) IHEART RADIO - PHILADELPHIA, PA | INVESTMENT RELATED: NO | POSITION HELD: RADIO/PODCAST COHOST | 111 PRESIDENTIAL AVE, BALA CYNWYD, PA 19004 | START DATE 09/01/2020 | NATURE OF ACTIVITY: SPORTS RADIO ENTERTAINMENT | APPROX HRS PER MONTH: LESS THAN 10 | APPROX TRADING HRS PER MONTH: 0 | DESCRIPTION OF DUTIES: SPORTS RADIO COHOST

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2018-07-30
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Michael Diaz
  • Michael Andres Diaz

View on SEC IAPD

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