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One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paycom | Tulsa | OK | 12/2016 | 10/2019 |
| Patriot Construction | Broken Arrow | OK | 10/2016 | 12/2016 |
| Thermal Specialties | Tulsa | OK | 06/2013 | 10/2016 |
| Edward Jones | St. Louis | MO | 12/2019 | 08/2020 |
| Equitable Advisors | New York | NY | 09/2020 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tulsa | OK | 11/2021 | 04/2022 |
| Bank Of America N.A. | Tulsa | OK | 11/2021 | 04/2022 |
| Rowland Group | Tulsa | OK | 11/2016 | 12/2016 |
| Bok Financial Securities, Inc. | Tulsa | OK | 04/2022 | Present |
| Bokf, Na | Tulsa | OK | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-08 |
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