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Christopher L Smith

Fisher Investments

Plano, TX

CRD 7204633

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2019 Present
United States Air Force San Antonio TX 12/1996 10/2019
Fisher Investments Plano TX 10/2022 Present
  • 12/2019 → Present
    Edward Jones
    St Louis, MO
  • 12/1996 → 10/2019
    United States Air Force
    San Antonio, TX
  • 10/2022 → Present
    Fisher Investments
    Plano, TX
Previous Registrations
  • 2020-02-05 → 2022-08-11
    Edward Jones
    Little Elm, TX
    St Louis, MO
    Frisco, TX
    Little Elm, TX
    Mckinney, TX
    Mckinney, TX
    Frisco, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-04
  • S66 Uniform Combined State Law Examination
    2020-02-04
Other Names
  • Christopher Leon Smith
  • Chris Smith

View on SEC IAPD

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