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Roman Kisz

Ameriprise Financial Services, LLC

Ann Arbor, MI

Dexter, MI

Simi Valley, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-14
CA RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-17
  • MI RA
    APPROVED
    Since 2026-07-14
  • CA RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-17

Branch Locations

4750 Venture Dr Ste 150, Ann Arbor, MI 48108 • United States

Dexter, MI • United States

2655 First Street Ste 160, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2019 01/2025
Dymatize Enterprises Dallas TX 05/2018 09/2019
Slammin Salmon Inc Seattle WA 06/2017 04/2018
Tk Engineered Plastics Kennesaw GA 02/2016 05/2017
Ameriprise Financial Services, Llc Simi Valley CA 01/2025 Present
  • 12/2019 → 01/2025
    Edward Jones
    St Louis, MO
  • 05/2018 → 09/2019
    Dymatize Enterprises
    Dallas, TX
  • 06/2017 → 04/2018
    Slammin Salmon Inc
    Seattle, WA
  • 02/2016 → 05/2017
    Tk Engineered Plastics
    Kennesaw, GA
  • 01/2025 → Present
    Ameriprise Financial Services, Llc
    Simi Valley, CA
Previous Registrations
  • 2020-06-15 → 2025-02-18
    Edward Jones
    Camarillo, CA
    Camarillo, CA
    St Louis, MO
    Camarillo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-12
  • S66 Uniform Combined State Law Examination
    2020-06-12
Other Names
  • Roman Kisz

View on SEC IAPD

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Other Investors

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JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · ANN ARBOR, MI
SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI

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