Kevin Charles Parisi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-07-30
TX	RA	APPROVED	2025-07-30

OR RA
APPROVED

Since 2025-07-30
TX RA
APPROVED

Since 2025-07-30

Branch Locations

Beaverton, OR • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	12/2019	07/2025
Enterprise Rent-A-Car Company Of Sacramento, Llc	Roseville	CA	01/2010	12/2019
Lpl Financial	Beaverton	OR	07/2025	Present

12/2019 → 07/2025

Edward Jones

St Louis, MO
01/2010 → 12/2019

Enterprise Rent-A-Car Company Of Sacramento, Llc

Roseville, CA
07/2025 → Present

Lpl Financial

Beaverton, OR

Previous Registrations

2020-02-20 → 2025-07-31

Edward Jones

Rocklin, CA

Folsom, CA

St Louis, MO

Rocklin, CA

Folsom, CA

Beaverton, OR

Beaverton, OR

Other Businesses

1.07/2025 - Parisi Financial Planning - DBA for LPL Business (entity for LPL business) - Investment Related -140 Hour(s)/Month - 35 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 7/30/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-19

S66 Uniform Combined State Law Examination

2020-02-19

View on SEC IAPD