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Cassandra Mettlen

LPl Financial LLC

Westlake Village, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
CA RA APPROVED 2022-11-02
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • CA RA
    APPROVED
    Since 2022-11-02

Branch Locations

31200 Via Colinas Ste. 110, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Westlake Village CA 11/2019 10/2022
Issquared, Inc. Westlake Village CA 05/2018 10/2019
Starnet Data Design, Inc. Westlake Village CA 10/2011 05/2018
Lpl Financial Llc Westlake Village CA 11/2022 Present
Previous Registrations
Other Businesses

1)09/02/2022 - Artiea Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2022-09-30
Other Names
  • Cassie Mettlen
  • Cassandra L'HEureux
  • Cassie L'HEureux

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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