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Sarah Yuen

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 7204255

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-10-02
  • CA RA
    APPROVED
    Since 2020-10-02

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 11/2019 01/2021
Michaels Arts And Crafts Costa Mesa CA 08/2014 09/2017
Chapman University Dale E. Fowler School Of Law Orange CA 08/2016 05/2019
The Law Firm Of Higbee And Associates Santa Ana CA 05/2017 01/2018
Prenovost, Normandin, Bergh, And Dawe, Apc. Santa Ana CA 09/2018 03/2019
Unemployed Irvine CA 05/2019 11/2019
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 11/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 08/2014 → 09/2017
    Michaels Arts And Crafts
    Costa Mesa, CA
  • 08/2016 → 05/2019
    Chapman University Dale E. Fowler School Of Law
    Orange, CA
  • 05/2017 → 01/2018
    The Law Firm Of Higbee And Associates
    Santa Ana, CA
  • 09/2018 → 03/2019
    Prenovost, Normandin, Bergh, And Dawe, Apc.
    Santa Ana, CA
  • 05/2019 → 11/2019
    Unemployed
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-25
  • S66 Uniform Combined State Law Examination
    2020-09-25

View on SEC IAPD

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