Dawn Williamson Lucy

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-04-02
TX	RA	APPROVED	2026-04-02

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2018	06/2020
Regions Bank	Gadsden	AL	08/2016	04/2018
Fidelity Investments	Birmingham	AL	07/2020	09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Gadsden	AL	09/2023	03/2026
Bank Of America, N.A.	Gadsden	AL	10/2023	03/2026
Wells Fargo Clearing Services, Llc (	Steele	AL	03/2026	Present

04/2018 → 06/2020

Edward Jones

St Louis, MO
08/2016 → 04/2018

Regions Bank

Gadsden, AL
07/2020 → 09/2023

Fidelity Investments

Birmingham, AL
09/2023 → 03/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gadsden, AL
10/2023 → 03/2026

Bank Of America, N.A.

Gadsden, AL
03/2026 → Present

Wells Fargo Clearing Services, Llc (

Steele, AL

2023-10-10 → 2026-04-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gadsden, AL
2020-08-04 → 2023-09-27

Fidelity Personal And Workplace Advisors

Birmingham, AL
2018-08-06 → 2020-07-02

Edward Jones

Steele, AL

St Louis, MO

Southside, AL

GADSDEN ETOWAH COUNTY CHAMBER OF COMMERCE; NOT INV RELATED;GADSDEN,AL; AMBASSADOR; START DATE: 04/09/2026; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-03
S63	Uniform Securities Agent State Law Examination	2005-08-08

Other Firms