David Yi Luo

Current Employers

Purkiss Capital Advisors, Llc

Ridgefield, CT • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-13
PA	RA	APPROVED	2025-06-13
TX	RA	APPROVED	2025-06-13

CT RA
APPROVED

Since 2025-06-13
PA RA
APPROVED

Since 2025-06-13
TX RA
APPROVED

Since 2025-06-13

Branch Locations

Ridgefield, CT • United States

409 North Second Street, Harrisburg, PA 17101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
F&M Bank And Trust Company	Chambersburg	PA	04/2012	11/2019
Edward Jones	St. Louis	MO	11/2019	06/2021
Hightower	Chicago	IL	10/2021	04/2025
Fma Advisory	Harrisburg	PA	06/2021	04/2025
Purkiss Capital Advisors, Llc	Ridgefield	CT	04/2025	Present

04/2012 → 11/2019

F&M Bank And Trust Company

Chambersburg, PA
11/2019 → 06/2021

Edward Jones

St. Louis, MO
10/2021 → 04/2025

Hightower

Chicago, IL
06/2021 → 04/2025

Fma Advisory

Harrisburg, PA
04/2025 → Present

Purkiss Capital Advisors, Llc

Ridgefield, CT

Previous Registrations

2022-04-05 → 2025-04-09

Hightower Advisors, Llc

Harrisburg, PA

Chicago, IL

Harrisburg, PA
2020-02-05 → 2021-06-18

Edward Jones

Carlisle, PA

Cumberland, PA

St Louis, MO

New Cumberland, PA

Other Businesses

NAME OF OBA: SHIPPENSBURG UNIVERSITY; ADDRESS OF OBA: SHIPPENSBURG, PA; NATURE: FACULTY; INVESTMENT RELATED: NO; TITLE WITH OBA: ADJUNCT PROFESSOR, FINANCE; DUTIES: TEACHING; START DATE WITH OBA: 12/01/2016; APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-04

S66 Uniform Combined State Law Examination

2020-02-04

Designations

Other Names

David Luo
David Y Luo

View on SEC IAPD