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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-20 |
| FL | RA | APPROVED | 2024-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Bloomington | IN | 11/2019 | 02/2022 |
| J.P. Morgan Securities Llc | Bloomington | IN | 11/2019 | 02/2022 |
| Old National Bank | Bloomington | IN | 05/2018 | 11/2019 |
| Iu Health Bloomington Emergency Department | Bloomington | IN | 08/2016 | 05/2018 |
| Jpmorgan Chase Bank, N.A. | Orlando | FL | 02/2022 | Present |
| J.P. Morgan Securities Llc | Orlando | FL | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-24 |
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