Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
TN RA APPROVED 2020-02-28
  • TX RA
    APPROVED
    Since 2020-04-15
  • TN RA
    APPROVED
    Since 2020-02-28

Branch Locations

345 E Main St, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gallatin TN 07/2017 Present
Bank Of America, N.A. Gallatin TN 07/2017 Present
First Horizon National Nashville TN 07/2015 07/2017
Other Businesses

I*618257For profit or not for profit: Entity For ProfitName of outside business organization: MFL LLCInvestment related: NAddress of business: Goodlettsville, Tennessee, 37072Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/20/2022Number of hours devoted: 2 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Purpose of Entity is Purchase and management of Rental Property. I will be a Member of the Member Managed LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-27
  • S66 Uniform Combined State Law Examination
    2020-02-27
Other Names
  • George Mwai
  • George M Mwai

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hendersonville, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor