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Luis Angel Rios Alvarado

Wells Fargo Clearing Services, LLC

Milwaukee, WI

Green Bay, WI

CRD 7202695

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-08
WI RA APPROVED 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2026-07-08
  • WI RA
    APPROVED
    Since 2021-10-26

Branch Locations

111 East Kilbourn Avenue 23Rd Fl [Gt-Rbo], Milwaukee, WI 53202 • United States

1482 W Mason St, Green Bay, WI 54303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Green Bay WI 11/2019 Present
Wells Fargo Bank, Na Green Bay WI 05/2017 Present
Schneider National Greenbay WI 05/2015 05/2018
Wells Fargo Clearing Services, Llc Green Bay WI 09/2021 Present
Wells Fargo Bank, Na Green Bay WI 05/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-26
S63 Uniform Securities Agent State Law Examination 2021-03-12
  • S65 Uniform Investment Adviser Law Examination
    2021-06-26
  • S63 Uniform Securities Agent State Law Examination
    2021-03-12
Other Names
  • Luis Riosalvarado

View on SEC IAPD

Nearby Firms

ROBERT W. BAIRD & CO. INCORPORATED
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC

Nearby Investors

GREGORY BERNARD GREENHOUSE
GREGORY S PINSKY
SCOTT JOHN HANSON

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY V, LLC · MILWAUKEE, WI
BAIRD VENTURE PARTNERS MANAGEMENT COMPANY III, LLC · MILWAUKEE, WI

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