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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-07 |
| CA | RA | APPROVED | 2026-07-03 |
Branch Locations
Santa Barbara , CA • United States
831 State Street Suite 27, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planmember Securities Corporation | Carpinteria | CA | 01/2020 | 05/2021 |
| Miltonian Capital | Santa Barbara | CA | 02/2019 | 09/2019 |
| Martial Arts Family Fitness | Santa Barbara | CA | 05/2018 | 02/2019 |
| Amherst Exchange Corp. | Santa Barbara | CA | 01/2018 | 05/2018 |
| Chipotle | Santa Barbara | CA | 01/2018 | 01/2018 |
| Smart Office Interiors | Santa Barbara | CA | 10/2017 | 12/2017 |
| Super Saver Spirits | Shelton | CT | 09/2017 | 09/2017 |
| Vazzys Restaurant | Shelton | CT | 08/2017 | 09/2017 |
| I Love Kickboxing | Shelton | CT | 12/2015 | 06/2017 |
| Unemployed | Santa Barbara | CA | 09/2019 | 01/2020 |
| Fidelity Brokerage Services Llc | Santa Barbara | CA | 05/2021 | 07/2026 |
| Strategic Advisers Llc | Santa Barbara | CA | 03/2025 | 07/2026 |
| Mml Investors Services, Llc | Santa Barbara | CA | 07/2026 | Present |
| Massmutual Life Insurance Company | Santa Barbara | CA | 07/2026 | Present |
| Fidelity Personal And Workplace | Santa Barbara | CA | 10/2021 | 03/2025 |
NAME: HARRY GLADSTONE INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 7/1/2026 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, & HEALTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 2019-09-06 |
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