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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Conroe | TX | 07/2015 | Present |
| Bank Of America, N.A. | Conroe | TX | 07/2015 | Present |
| Captain Benny's Seafood | Houston | TX | 05/2010 | 06/2017 |
I*3749265 Entity Type: Entity Governmental Name of OBA: The Varnett Public School Address: Houston, Texas, 77035 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/16/2025 Number of Hours: 4, Monthly Number of Hours during trading: 0, Monthly Duties: Varnett Public Schools is a charter school education system. Board Member As a school board member our role entails to collaborate with the other board members to set the district's vision and goals, establish and monitor systems for progress and accountability, and advocate for students. As a Board member we evaluate the superintendent, while allowing the superintendent and administrative staff to manage daily district operations. My responsibilities are to ensure that the district is doing everything possible for student success outcomes which means reviewing proposal for student programs, school efficiencies, and advocating for correct oversight. As a board member I will vote in or out of favor for proposals that come to our attention with the Students best interest in mind. In short I am an advocate for the school district I serve and my job is to make sure everything is running in favor of student success and in compliance with the Texas Education Agency.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
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