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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-01-04 |
Branch Locations
442 West High Ave, New Philadelphia, OH 44663 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Detroit Tigers | Detroit | MI | 06/2017 | 07/2019 |
| Provia | Walnut Creek | OH | 09/2017 | 01/2019 |
| Kent State University | Kent | OH | 06/2012 | 05/2017 |
| The O.N. Equity Sales Company | Berlin | OH | 12/2019 | 12/2021 |
| Hummel Wealth Management, Llc | Berlin | OH | 08/2019 | 12/2021 |
| On Investment Management Co | Cincinnati | OH | 09/2020 | 12/2021 |
| Hummel Group Inc | Berlin | OH | 12/2021 | 02/2022 |
| Tekton Engineering | Berlin | OH | 03/2022 | 11/2023 |
| Mapp Investment Service, Llc | New Philadelphia | OH | 11/2023 | 01/2024 |
| Commonwealth Financial Network | Waltham | MA | 11/2023 | 01/2024 |
| Commonwealth Financial Network | Waltham | MA | 01/2024 | Present |
| Mapp Investment Service, Llc | New Philadelphia | OH | 01/2024 | Present |
Fixed Insurance Sales, and Referrals to Pipes Insurance Service, LTD; as of 11/16/2023; Less than 10% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-11 |
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