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Paul John Soranno

Ameriprise Financial Services, LLC

Florham Park, NJ

Kenvil, NJ

CRD 7202231

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-28
NJ RA APPROVED 2022-11-21
  • TX RA
    APPROVED
    Since 2022-11-28
  • NJ RA
    APPROVED
    Since 2022-11-21

Branch Locations

200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States

Kenvil, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mount Freedom NJ 11/2019 12/2021
J.P. Morgan Securities Llc Mount Freedom NJ 11/2019 12/2021
Bridgehampton National Bank Bridgehampton NY 11/2015 10/2019
Ameriprise Financial Services, Llc Florham Park NJ 12/2021 Present
  • 11/2019 → 12/2021
    Jpmorgan Chase Bank, N.A.
    Mount Freedom, NJ
  • 11/2019 → 12/2021
    J.P. Morgan Securities Llc
    Mount Freedom, NJ
  • 11/2015 → 10/2019
    Bridgehampton National Bank
    Bridgehampton, NY
  • 12/2021 → Present
    Ameriprise Financial Services, Llc
    Florham Park, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-22
S63 Uniform Securities Agent State Law Examination 2020-01-09
  • S65 Uniform Investment Adviser Law Examination
    2022-07-22
  • S63 Uniform Securities Agent State Law Examination
    2020-01-09
Other Names
  • Paul Soranno

View on SEC IAPD

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Nearby Investors

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Nearby Offices

WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ

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