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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Financials & Consulting Llc | Brookline | MA | 11/2018 | Present |
| Transpacifica Financial | Monrovia | CA | 09/2017 | 10/2018 |
| Self Employed | San Mateo | CA | 07/2016 | 08/2017 |
| Lpl Financial Llc | Newton | MA | 01/2020 | 08/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2023 | Present |
1) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 09/23/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2) JP FINANCIALS & CONSULTING LLC, 24 Rocky Brook Rd, Dover MA 02030, United States, 09/28/2023, Agent, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 20 HR/MO TRADING 3) JP FINANCIALS & CONSULTING LLC, 24 Rocky Brook Rd, Dover MA 02030, United States, 9/28/2023, DBA- DISCLOSURE, Employee (receive a W-2), INV REL, 60 HR/MO - 40 HR/MO TRADING 4) JINPING XU, 24 Rocky Brook Rd, Dover MA 02030, United States, 09/28/2023, Certified Public Accountant, Tax Services, NIR, 10 HR/MO - 5 HR/MO TRADING 5) BEACON TAX GROUP LLC, 24 Rocky Brook Rd, Dover MA 02030, 01/01/2024, Owner, Tax Services, NIR, 10 HR/MO, 10 HR/MO TRADING. 6) MOMO INVESTMENT LLC, 24 Rocky Brook Rd, Dover MA 02030, 11/29/2023, 11/29/2023, Real Estate, NIR, 1 HR/MO, 1 HR/MO TRADING. 7) BEACON TAX GROUP LLC, 24 Rocky Brook Rd, Dover MA 02030, United States, 01/01/2024, Owner, Tax Services, NIR, 10 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-27 |
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