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First Trust Advisors LP CRD 107027
$309B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2020-01-06 |
| TX | RA | APPROVED | 2020-01-06 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Austin, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Freedom House | Washington | DC | 07/2016 | 10/2017 |
| Strategic Partnerships | Austin | TX | 08/2017 | 12/2018 |
| State Of Texas | Austin | TX | 01/2019 | 11/2019 |
| First Trust Portfolios L.P. | Wheaton | IL | 11/2019 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
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