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Brittany Gaddy Behrhorst

First Trust Advisors LP

Wheaton, IL

Austin, TX

CRD 7201880

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Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-01-06
TX RA APPROVED 2020-01-06
  • IL RA
    APPROVED
    Since 2020-01-06
  • TX RA
    APPROVED
    Since 2020-01-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Freedom House Washington DC 07/2016 10/2017
Strategic Partnerships Austin TX 08/2017 12/2018
State Of Texas Austin TX 01/2019 11/2019
First Trust Portfolios L.P. Wheaton IL 11/2019 Present
First Trust Advisors L.P. Wheaton IL 11/2019 Present
  • 07/2016 → 10/2017
    Freedom House
    Washington, DC
  • 08/2017 → 12/2018
    Strategic Partnerships
    Austin, TX
  • 01/2019 → 11/2019
    State Of Texas
    Austin, TX
  • 11/2019 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2019 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
  • S66 Uniform Combined State Law Examination
    2020-01-06
Other Names
  • Brittany Jayne Gaddy

View on SEC IAPD

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