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200 Powell Place Suite 215, Brentwood, TN 37027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-08-11 |
Branch Locations
200 Powell Place Suite 215, Brentwood, TN 37027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dean Dorton Wealth Management, Llc | Lexington | KY | 07/2019 | 07/2022 |
| Mullins, Clemmons & Mayes | Brentwood | TN | 01/2015 | 07/2019 |
| Dean Dorton Allen Ford, Pllc | Lexington | KY | 07/2019 | 07/2022 |
| Seven Springs Wealth Group, Llc | Brentwood | TN | 08/2022 | Present |
Name of other business: Mullins Clemmons & Mayes, PLLC, Investment related: No, Address of other business: 340 Seven Springs Way, Brentwood, TN 37027, Nature of other business: CPA firm, Position, Title, or relationship: Tax advisor/independent contractor Start date of relationship: August 2022, Approximate hours/month devoted to other business: 5 hours, Number of hours devoted to other business during securities trading hours: effectively none, most all work is done outside of normal trading hours, Duties related to other business: Maintain relationship with tax clients, provide tax advice, review of tax return after it is prepped.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
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