Griffin James Barasha

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-17
CA	RA	APPROVED	2025-10-30

Branch Locations

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pheonix	AZ	11/2019	Present
Preach Building Supply	Buckeye	AZ	10/2018	11/2019
Glendale Community College	Glendale	AZ	08/2018	10/2018
Autonation Usa	Phoenix	AZ	12/2017	08/2018
Desert Eagle Coffee	Phoenix	AZ	08/2017	10/2017
Glendale Prep Academy	Peoria	AZ	08/2013	07/2017

11/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pheonix, AZ
10/2018 → 11/2019

Preach Building Supply

Buckeye, AZ
08/2018 → 10/2018

Glendale Community College

Glendale, AZ
12/2017 → 08/2018

Autonation Usa

Phoenix, AZ
08/2017 → 10/2017

Desert Eagle Coffee

Phoenix, AZ
08/2013 → 07/2017

Glendale Prep Academy

Peoria, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-29