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Dustin Blake Smith

Wells Fargo Clearing Services, LLC

Richmond, VA

Glen Allen, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-12
  • VA RA
    APPROVED
    Since 2026-03-12

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

10190 Staples Mill Rd, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Glen Allen VA 01/2026 Present
Wells Fargo Clearing Services, Llc Glen Allen VA 01/2026 Present
Homemaker Ashland VA 06/2025 01/2026
Comparion Insurance Agency Glen Allen VA 12/2022 06/2025
United Franchise Consulting (A Franserve Affiliate) York SC 05/2022 12/2022
Liberty Mutual Insurance Company Phoenix AZ 11/2013 05/2022
  • 01/2026 → Present
    Wells Fargo Bank, Na
    Glen Allen, VA
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Glen Allen, VA
  • 06/2025 → 01/2026
    Homemaker
    Ashland, VA
  • 12/2022 → 06/2025
    Comparion Insurance Agency
    Glen Allen, VA
  • 05/2022 → 12/2022
    United Franchise Consulting (A Franserve Affiliate)
    York, SC
  • 11/2013 → 05/2022
    Liberty Mutual Insurance Company
    Phoenix, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-10
S63 Uniform Securities Agent State Law Examination 2026-02-13
  • S65 Uniform Investment Adviser Law Examination
    2026-03-10
  • S63 Uniform Securities Agent State Law Examination
    2026-02-13
Other Names
  • Dustin Smith

View on SEC IAPD

Other Firms

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WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

More in Richmond, VA

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