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Xochitl Napoles

Morgan Stanley

Sarasota, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-03
FL RA APPROVED 2022-07-20
  • TX RA
    APPROVED
    Since 2022-10-03
  • FL RA
    APPROVED
    Since 2022-07-20

Branch Locations

2 North Tamiami Trail Suite 1100, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Venice FL 11/2019 10/2021
Jpmorgan Chase Bank, N.A. Venice FL 11/2019 10/2021
Huntington National Bank Traverse City MI 10/2016 02/2019
Homemaker Petoskey MI 05/2016 09/2016
Jpmorgan Chase Bank, N.A. Cedar MI 02/2019 11/2019
Morgan Stanley Smith Barney Llc Sarasota FL 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 11/2019 → 10/2021
    J.P. Morgan Securities Llc
    Venice, FL
  • 11/2019 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Venice, FL
  • 10/2016 → 02/2019
    Huntington National Bank
    Traverse City, MI
  • 05/2016 → 09/2016
    Homemaker
    Petoskey, MI
  • 02/2019 → 11/2019
    Jpmorgan Chase Bank, N.A.
    Cedar, MI
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Sarasota, FL
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-19
  • S66 Uniform Combined State Law Examination
    2022-07-19
Other Names
  • Xochitl Napoles Quintero
  • Xochitl Napoles
  • Xochitl Napoles-Quintero

View on SEC IAPD

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CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
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HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

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