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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-21
  • WA RA
    APPROVED
    Since 2020-10-21

Branch Locations

1000 Station Drive Suite 215, Dupont, WA 98327 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Inc Fort Worth TX 11/2019 11/2020
Unemployed Dupont WA 09/2019 11/2019
Leidos Inc Camp Humphreys, Armed Forces Pacific 08/2018 08/2019
Sterling Medical Inc Camp Foster, Armed Forces Pacific 07/2018 08/2018
Us Army Torii Station, Armed Forces Pacific 07/2016 07/2018
First Command Brokerage Services Inc Fort Worth TX 11/2020 Present
First Command Advisory Services, Inc. Fort Worth TX 11/2020 Present
First Command Insurance Services, Inc. Fort Worth TX 11/2020 Present
  • 11/2019 → 11/2020
    First Command Brokerage Services Inc
    Fort Worth, TX
  • 09/2019 → 11/2019
    Unemployed
    Dupont, WA
  • 08/2018 → 08/2019
    Leidos Inc
    Camp Humphreys, Armed Forces Pacific
  • 07/2018 → 08/2018
    Sterling Medical Inc
    Camp Foster, Armed Forces Pacific
  • 07/2016 → 07/2018
    Us Army
    Torii Station, Armed Forces Pacific
  • 11/2020 → Present
    First Command Brokerage Services Inc
    Fort Worth, TX
  • 11/2020 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 11/2020 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-14
  • S66 Uniform Combined State Law Examination
    2020-10-14

View on SEC IAPD

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