Christian Cruz

Current Employers

Cruz Investments & Wealth Management

605 North Broadway 2Nd Floor, Aurora, IL 60505 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-06-19
IL	RA	APPROVED	2022-01-14

WI RA
APPROVED

Since 2025-06-19
IL RA
APPROVED

Since 2022-01-14

Branch Locations

605 North Broadway 2Nd Floor, Aurora, IL 60505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cruz Investments And Wealth Management	Aurora	IL	10/2019	Present
Cruz Investments And Wealth Management	Aurora	IL	01/2022	Present
Advisors Excel	Topeka	KS	06/2016	09/2019

10/2019 → Present

Cruz Investments And Wealth Management

Aurora, IL
01/2022 → Present

Cruz Investments And Wealth Management

Aurora, IL
06/2016 → 09/2019

Advisors Excel

Topeka, KS

Other Businesses

INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES (LIFE & HEALTH); 25 HRS/MTH, 25 HRS DURING TRADING; REVIEW LIFE INSURANCE & ANNUITY POLICIES, RUN ILLUSTRATIONS FOR PROSPECTIVE CLIENTS AND CURRENT CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-03

S65 Uniform Investment Adviser Law Examination

2021-05-03

View on SEC IAPD

Current Employers

Cruz Investments & Wealth Management

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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