Aaron J. Royce

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 06/2020
  Axa Advisors. Llc
  New York, NY
• 04/2011 → 10/2019
  Compass Group Usa
  Chicago, IL
• 11/2019 → 07/2021
  Equitable Advisors, Llc
  New York, NY
• 07/2021 → 08/2022
  Unemployed
  Chicago, IL
• 08/2022 → Present
  Fifth Third Bank
  Chicago, IL
• 11/2025 → Present
  Fifth Third Securities
  Chicago, IL

Previous Registrations

• 2020-07-16 → 2021-07-22
  Equitable Advisors, Llc
  Deerfield, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-05-07
• S63 Uniform Securities Agent State Law Examination
  2026-03-05
• S66 Uniform Combined State Law Examination
  2020-02-03

Other Names

• Aaron J. England
• Aaron J England
• Aaron J Royce