Frederick Lane Bates

Current Employers

Employment History

• 12/2019 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 12/2019 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 11/2019 → Present
  Compass Capital Management
  Metairie, LA
• 08/2019 → 11/2019
  Unemployed
  Metairie, LA
• 03/2018 → 08/2019
  Bergeron Automotive
  Metairie, LA
• 05/2016 → 01/2018
  United States Medical Supply
  Doral, FL
• 11/2019 → 12/2019
  Securian Financial Services Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2024 → Present
  Cc Brokerage
  Metairie, LA

Previous Registrations

• 2020-05-21 → 2023-08-10
  Securian Financial Services, Inc.
  Metairie, LA
  St. Paul, MN

Other Businesses

1) COMPASS FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/14/2019 ADDRESS: 3445 N. Causeway Blvd., Suite 1000, Metairie LA 70002, United States DESCRIPTION: Firm level fixed insurance 2) OPTIFORMANCE LLC POSITION: Owner NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2010 ADDRESS: 12 Claudia Drive, Covington LA 70435, United States DESCRIPTION: This LLC is in good standing but is not being used to generate any income. 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/2020; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 4) NAME OF OTHER BUSINESS: COMPASS CAPITAL MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 160, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: CC BROKERAGE, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE;

Exams

• S66 Uniform Combined State Law Examination
  2020-05-14

Designations

Other Names

• Lane Bates