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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-09 |
| TX | RA | APPROVED | 2024-12-09 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
545 Lincoln Ave Suite 15, Winnetka, IL 60093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tetley Investments, Llc | Chicago | IL | 04/2019 | 03/2020 |
| The Robey Hotel | Chicago | IL | 04/2019 | 08/2019 |
| Twain, Llc | Chicago | IL | 08/2018 | 05/2019 |
| Eno Vino Wine Bar And Bistro | Madison | WI | 06/2017 | 07/2018 |
| Fedex Ground | Madison | WI | 12/2017 | 01/2018 |
| Ian'S Pizza On State | Madison | WI | 05/2017 | 09/2017 |
| Mcgill University | Montreal | 09/2014 | 05/2017 | |
| Raymond James & Associates, Inc. | Winnetka | IL | 03/2020 | 12/2024 |
| Steward Partners Global Advisory, Llc | Winnetka | IL | 12/2024 | Present |
| Steward Partners Investment Solutions, Llc | Winnetka | IL | 12/2024 | Present |
| Steward Partners Investment Advisory, Llc | Winnetka | IL | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2019-12-12 |
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