James Joseph Roman

Employer firm

Main Street Financial Life Advisors, LLC CRD 118544

$56.9M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Main Street Financial Life Advisors, Llc
  Moorestown, NJ
• 01/2007 → Present
  Roman & Kulpa, Llc
  Moorestown, NJ
• 02/2021 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2022-01-19 → 2022-12-31
  Main Street Financial Life Advisors, Llc
  Moorestown, NJ
• 2006-01-25 → 2021-12-31
  Main Street Financial Life Advisors, Llc
  Moorestown, NJ
• 2001-08-08 → 2005-12-31
  Main Street Financial Life Advisors, Llc
  Moorestown, NJ

Other Businesses

1) CWM, LLC; INVESTMENT-RELATED; 14600 BRANCH ST, OMAHA, NE 68154; INVESTMENT ADVISER FIRM; INVESTMENT ADVISER REPRESENTATIVE; STARTED 02/2021; APPROXIMATELY 100 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; INVESTMENT ADVISORY SERVICES. 2) ROMAN & KULPA, LLC; NOT INVESTMENT-RELATED; 212 W. ROUTE 38, SUITE 600, MOORESTOWN, NJ 08057; CERTIFIED PUBLIC ACCOUNTING FIRM; PRINCIPAL; STARTED 07/2009; APPROXIMATELY 40 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; TAX CONSULTING SERVICES. 3) MSIA PROPERTY MANAGEMENT, LLC; NOT INVESTMENT-REALTED; 212 W ROUTE 38, SUITE 600 MOORESTOWN, NJ 08057; REAL ESTATE HOLDING COMPANY; MANAGING PRINCIPAL; STARTED 09/2011; APPROXIMATELY 2 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; MAINTAIN BOOKS AND RECORDS AND BUILDING. 4) LIFETIME INSURANCE STRATEGY ADVISORS, LLC; NOT INVESTMENT-RELATED; 212 W ROUTE 38, SUITE 600 MOORESTOWN, NJ 08057; FEE-ONLY INSURANCE CONSULTING FIRM; MANAGING PRINCIPAL; STARTED 01/2015; TIME SPENT IS AS NEEDED TO PROVIDE CLIENT REVIEW OF FEE-ONLY INSURANCE POLICIES AND TO OFFER RECOMMENDATIONS; NO PRODUCTS ARE SOLD OR COMMISSIONS RECEIVED IN THIS BUSINESS. 5) FOX SCHOOL OF BUSINESS - TEMPLE UNIVERSITY; NOT INVESTMENT-RELATED; 1801 N BROAD ST, PHILADELPHIA, PA 19122; EDUCATION; PART-TIME ADJUNCT INSTRUCTOR; APPROXIMATELY 20 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; CO-INSTRUCTOR OF CAPSTONE SEMINAR FOR SENIORS, GRADING WORK FROM STUDENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-15
• S63 Uniform Securities Agent State Law Examination
  1999-07-05

Designations

• Personal Financial Specialist

Other Names

• Joseph Roman
• J. Joseph Roman
• J Joseph Roman