Shaun Patrick Files

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gainesville, FL
• 11/2019 → Present
  Bank Of America, N.A.
  Gainesville, FL
• 08/2014 → 10/2019
  Verizon Wireless
  Gainesville, FL

Other Businesses

I*: 2221266 Entity Type: Entity For Profit, Entity Publicly Traded Name of OBA: Ebay Address: San Jose, CA 95125 Investment Related: No Position, Title, Association: Seller Employee Start Date: 04/01/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Selling secondhand items, such as video games, clothes, books, etc.

Exams

• S66 Uniform Combined State Law Examination
  2021-02-19

Other Names

• Shaun Files