Cody Adam Poepperling

Current Employers

Employment History

• 11/2019 → 06/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
• 11/2019 → 06/2021
  Bank Of America, N.A.
  Sarasota, FL
• 03/2017 → 11/2019
  Trinet Group Inc
  Bradenton, FL
• 06/2015 → 03/2017
  Prudential Financial
  Scranton, PA
• 06/2021 → 08/2023
  Fisher Investments
  Tampa, FL
• 08/2023 → Present
  Aksala Wealth Advisors Llc
  Lakewood Ranch, FL
• 08/2023 → 09/2025
  Avantax Investment Services Inc.
  Lakewood Ranch, FL
• 08/2023 → 09/2025
  Avantax Advisory Services
  Lakewood Ranch, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lakewood Ranch, FL

Previous Registrations

• 2023-08-11 → 2025-09-05
  Avantax Advisory Services
  Lakewood Ranch, FL
  Dallas, TX
• 2021-07-22 → 2023-08-10
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2021-02-02 → 2021-06-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Port Charlotte, FL
  Tampa, FL
  Sarasota, FL
  New York, NY
  Port Charlotte, FL

Other Businesses

AKSALA WEALTH ADVISORS LLC POSITION: Financial Advisor NATURE: Aksala focuses on retirement transition planning for individuals and their families. Aksala does wealth and portfolio management as well as offers financial planning and consulting to clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/10/2023 ADDRESS: 6260 Lake Osprey Dr, Lakewood Ranch FL 34240, United States DESCRIPTION: Calling prospective clientsmeeting with clients via zoom or face to face meetingsEducating clients on retirement planning and provide clients a comprehensive financial plan.Discuss investments and recommendations to meet clients goals.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-10-23
• S66 Uniform Combined State Law Examination
  2021-01-28

Other Names

• Cody A Poepperling
• Cody Poepperling