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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-04 |
| CA | RA | APPROVED | 2021-03-19 |
Branch Locations
315 Montgomery St, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Daly City | CA | 11/2019 | Present |
| Bank Of America, N.A. | Daly City | CA | 11/2019 | Present |
| Tapioca Express | La Jolla | CA | 04/2016 | 09/2019 |
| Ross Dress For Less | Daly City | CA | 04/2016 | 09/2016 |
| Uc San Diego Student Fee Advisory Committee | La Jolla | CA | 01/2017 | 06/2018 |
| Uc San Diego Chancellors Associates Scholars Program | La Jolla | CA | 05/2017 | 06/2018 |
| Uc San Diego Career Services Center | La Jolla | CA | 06/2017 | 06/2018 |
| Hyundai Corporation | Seoul | 06/2017 | 09/2017 | |
| Bainbridge Strategy Consulting | La Jolla | CA | 01/2018 | 04/2018 |
| Uc San Diego Chancellors Associates Scholars Program | La Jolla | CA | 06/2018 | 08/2018 |
| Ross Dress For Less | La Jolla | CA | 06/2018 | 08/2018 |
| Asia Hope Camp Organization | Seoul | 10/2018 | 03/2019 | |
| Safeway, Inc | Pacifica | CA | 09/2019 | 01/2020 |
| University Of California San Diego | La Jolla | CA | 09/2015 | 09/2019 |
| Yonsei University | Seoul | 06/2017 | 08/2017 | |
| Yonsei University | Seoul | 08/2018 | 12/2018 |
I*1662297, Name of OBA: Wag! Caregiver Address: San Francisco California Investment Related: N Position, Title, Association: Employee Start Date: 01/12/2024 No Hours: 0 No Hours during trading: 0 Duties: Walking dogs and dogsitting I*1698294 Entity Type Name of OBA: Rental Property 1 Address: Pasay City-Metro Manila, Philippines 1300 Investment Related:No Position, Title, Association:Sole owner Employee Start Date:02/12/2024 No Hours:2 No Hours during trading:0 Duties:Sole owner I* 1698295 Entity Type Name of OBA: Rental Property 2 Address:Pasay City-Metro Manila , Philippines 1300 Investment Related:No Position, Title, Association:Sole owner Employee Start Date:02/12/2024 No Hours:2 No Hours during trading:0 Duties:Sole owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-18 |
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