Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-04
WA RA APPROVED 2021-02-22
  • TX RA
    APPROVED
    Since 2021-05-04
  • WA RA
    APPROVED
    Since 2021-02-22

Branch Locations

1201 Pacific Ave, Tacoma, WA 98402 • United States

Tacoma, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Richland WA 11/2019 Present
Bank Of America, N.A. Richland WA 11/2019 Present
Aaa Missouri St Louis MO 09/2018 10/2019
Aaa Washington Tacoma WA 06/2017 07/2018
Aaa Missouri St Louis MO 06/2012 06/2017
  • 11/2019 → Present
    Richland, WA
  • 11/2019 → Present
    Bank Of America, N.A.
    Richland, WA
  • 09/2018 → 10/2019
    Aaa Missouri
    St Louis, MO
  • 06/2017 → 07/2018
    Aaa Washington
    Tacoma, WA
  • 06/2012 → 06/2017
    Aaa Missouri
    St Louis, MO
Other Businesses

I*1232269 For profit or not for profit: Entity For Profit Name of outside business organization: Seahawks Flag Football League Investment related: N Address of business: Keego, Michigan, 48320 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 4/16/2023 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Referee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-19
  • S66 Uniform Combined State Law Examination
    2021-02-19

View on SEC IAPD

More in Tacoma, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor