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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-28
TX RA APPROVED 2021-03-18
CT RA APPROVED 2021-02-19
  • NY RA
    APPROVED
    Since 2021-06-28
  • TX RA
    APPROVED
    Since 2021-03-18
  • CT RA
    APPROVED
    Since 2021-02-19

Branch Locations

1 Clifton Country Rd, Clifton Park, NY 12065 • United States

1428 Altamont Ave, Schenectady, NY 12303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clifton Park NY 11/2019 Present
Bank Of America, N.A. Clifton Park NY 11/2019 Present
Destination Nissan Albany NY 05/2019 11/2019
Capital Volvo Albany NY 09/2018 05/2019
Northstar Chevrolet Clifton Park NY 03/2018 09/2018
Carmody Ford Greenwich NY 02/2017 03/2018
Carriage Traders S Glens Falls NY 09/2015 01/2017
  • 11/2019 → Present
    Clifton Park, NY
  • 11/2019 → Present
    Bank Of America, N.A.
    Clifton Park, NY
  • 05/2019 → 11/2019
    Destination Nissan
    Albany, NY
  • 09/2018 → 05/2019
    Capital Volvo
    Albany, NY
  • 03/2018 → 09/2018
    Northstar Chevrolet
    Clifton Park, NY
  • 02/2017 → 03/2018
    Carmody Ford
    Greenwich, NY
  • 09/2015 → 01/2017
    Carriage Traders
    S Glens Falls, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-18
  • S66 Uniform Combined State Law Examination
    2021-02-18

View on SEC IAPD

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