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20965 Crossroads Circle, Waukesha, WI 53186 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Milwaukee | WI | 06/2020 | 08/2020 |
| Senglaub Financial Group | Delafield | WI | 06/2022 | 03/2024 |
| Drake And Associates | Waukesha | WI | 03/2024 | Present |
| University Of Wisconsin Whitewater | Whitewater | WI | 08/2018 | 05/2022 |
| Village Of Richfield | Richfield | WI | 01/2016 | 08/2018 |
| Catholic Memorial | Waukesha | WI | 01/2014 | 01/2018 |
Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-10 |
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