Michael Berkowitz

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-06-26
AZ	RA	APPROVED	2024-03-04
IL	RA	APPROVED	2024-02-22
SC	RA	APPROVED	2024-02-22
WV	RA	APPROVED	2024-02-22
MS	RA	APPROVED	2024-02-21
MT	RA	APPROVED	2024-02-21
ND	RA	APPROVED	2024-02-21
WY	RA	APPROVED	2024-02-21
AL	RA	APPROVED	2024-02-20
AK	RA	APPROVED	2024-02-20
AR	RA	APPROVED	2024-02-20
KY	RA	APPROVED	2024-02-20
ME	RA	APPROVED	2024-02-20
IA	RA	APPROVED	2024-02-19
LA	RA	APPROVED	2024-02-19
MI	RA	APPROVED	2024-02-19
CT	RA	APPROVED	2024-02-16
FL	RA	APPROVED	2024-02-16
HI	RA	APPROVED	2024-02-16
IN	RA	APPROVED	2024-02-16
NV	RA	APPROVED	2024-02-16
NH	RA	APPROVED	2024-02-16
NM	RA	APPROVED	2024-02-16
NC	RA	APPROVED	2024-02-16
OR	RA	APPROVED	2024-02-16
PA	RA	APPROVED	2024-02-16
RI	RA	APPROVED	2024-02-16
TX	RA	APPROVED_RES	2024-02-16
WI	RA	APPROVED	2024-02-16
CA	RA	APPROVED	2024-02-15
CO	RA	APPROVED	2024-02-15
DE	RA	APPROVED	2024-02-15
ID	RA	APPROVED	2024-02-15
KS	RA	APPROVED	2024-02-15
MD	RA	APPROVED	2024-02-15
MN	RA	APPROVED	2024-02-15
MO	RA	APPROVED	2024-02-15
NE	RA	APPROVED	2024-02-15
NY	RA	APPROVED	2024-02-15
OH	RA	APPROVED	2024-02-15
OK	RA	APPROVED	2024-02-15
SD	RA	APPROVED	2024-02-15
UT	RA	APPROVED	2024-02-15
VT	RA	APPROVED	2024-02-15
VA	RA	APPROVED	2024-02-15
WA	RA	APPROVED	2024-02-15
NJ	RA	APPROVED	2023-08-07

GA RA
APPROVED

Since 2024-06-26
AZ RA
APPROVED

Since 2024-03-04
IL RA
APPROVED

Since 2024-02-22
SC RA
APPROVED

Since 2024-02-22
WV RA
APPROVED

Since 2024-02-22
MS RA
APPROVED

Since 2024-02-21
MT RA
APPROVED

Since 2024-02-21
ND RA
APPROVED

Since 2024-02-21
WY RA
APPROVED

Since 2024-02-21
AL RA
APPROVED

Since 2024-02-20
AK RA
APPROVED

Since 2024-02-20
AR RA
APPROVED

Since 2024-02-20
KY RA
APPROVED

Since 2024-02-20
ME RA
APPROVED

Since 2024-02-20
IA RA
APPROVED

Since 2024-02-19
LA RA
APPROVED

Since 2024-02-19
MI RA
APPROVED

Since 2024-02-19
CT RA
APPROVED

Since 2024-02-16
FL RA
APPROVED

Since 2024-02-16
HI RA
APPROVED

Since 2024-02-16
IN RA
APPROVED

Since 2024-02-16
NV RA
APPROVED

Since 2024-02-16
NH RA
APPROVED

Since 2024-02-16
NM RA
APPROVED

Since 2024-02-16
NC RA
APPROVED

Since 2024-02-16
OR RA
APPROVED

Since 2024-02-16
PA RA
APPROVED

Since 2024-02-16
RI RA
APPROVED

Since 2024-02-16
TX RA
APPROVED_RES

Since 2024-02-16
WI RA
APPROVED

Since 2024-02-16
CA RA
APPROVED

Since 2024-02-15
CO RA
APPROVED

Since 2024-02-15
DE RA
APPROVED

Since 2024-02-15
ID RA
APPROVED

Since 2024-02-15
KS RA
APPROVED

Since 2024-02-15
MD RA
APPROVED

Since 2024-02-15
MN RA
APPROVED

Since 2024-02-15
MO RA
APPROVED

Since 2024-02-15
NE RA
APPROVED

Since 2024-02-15
NY RA
APPROVED

Since 2024-02-15
OH RA
APPROVED

Since 2024-02-15
OK RA
APPROVED

Since 2024-02-15
SD RA
APPROVED

Since 2024-02-15
UT RA
APPROVED

Since 2024-02-15
VT RA
APPROVED

Since 2024-02-15
VA RA
APPROVED

Since 2024-02-15
WA RA
APPROVED

Since 2024-02-15
NJ RA
APPROVED

Since 2023-08-07

Branch Locations

Cherry Hill, NJ • United States

336 Route 70 West 2Nd Floor, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pinnacle Wealth & Benefits Strategies Dba For Investments	Turnersville	NJ	11/2019	05/2022
Cetera Financial Specialists Llc	Schaumburg	IL	11/2019	04/2021
Comcast Nbc Universal	Philadelphia	PA	10/2001	02/2020
Cetera Financial Specialists Llc	Schaumburg	IL	04/2021	05/2022
Cetera Investment Advisers Llc	Schaumburg	IL	06/2021	05/2022
United States Postal Service	Cherry Hill	NJ	03/2022	05/2022
Td Private Client Wealth Llc	Marlton	NJ	08/2023	Present
Td Bank N.A.	Marlton	NJ	08/2023	Present
Bdl&M Llc	Cherry Hill	NJ	10/2023	Present
Gone Rogue	Mullica Hill	NJ	11/2025	Present
Audible.cOm	Newark	NJ	08/2019	08/2023

11/2019 → 05/2022

Pinnacle Wealth & Benefits Strategies Dba For Investments

Turnersville, NJ
11/2019 → 04/2021

Cetera Financial Specialists Llc

Schaumburg, IL
10/2001 → 02/2020

Comcast Nbc Universal

Philadelphia, PA
04/2021 → 05/2022

Cetera Financial Specialists Llc

Schaumburg, IL
06/2021 → 05/2022

Cetera Investment Advisers Llc

Schaumburg, IL
03/2022 → 05/2022

United States Postal Service

Cherry Hill, NJ
08/2023 → Present

Td Private Client Wealth Llc

Marlton, NJ
08/2023 → Present

Td Bank N.A.

Marlton, NJ
10/2023 → Present

Bdl&M Llc

Cherry Hill, NJ
11/2025 → Present

Gone Rogue

Mullica Hill, NJ
08/2019 → 08/2023

Audible.cOm

Newark, NJ

Previous Registrations

2021-06-28 → 2022-05-10

Cetera Investment Advisers Llc

Turnersville, NJ

Other Businesses

GONE ROGUE - BAND, NOT INVESTMENT RELATED, 8 CLEM RD, MULLICA HILL, NJ 08062, 3 H/WEEK BDL&M LLC, NOT INVESTMENT RELATED, 1% OWNER AND VOICE OVER ARTIST, 1619 PRINCE DRIVE, CHERRY HILL, NJ 08003, SINCE 10/2023, 2H/WEEK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-06-24
S63	Uniform Securities Agent State Law Examination	2021-03-20

S65 Uniform Investment Adviser Law Examination

2021-06-24
S63 Uniform Securities Agent State Law Examination

2021-03-20

Other Names

Michael Berkowitz
Michael Jeffrey Berkowitz

View on SEC IAPD