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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-06
  • TX RA
    APPROVED
    Since 2023-03-06

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Wylie, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 09/2021 Present
Bny Mellon Dallas TX 05/2017 11/2019
Rbc Wealth Management Dallas TX 11/2019 Present
N/A Wylie TX 05/2016 05/2017
  • 09/2021 → Present
    Dallas, TX
  • 05/2017 → 11/2019
    Bny Mellon
    Dallas, TX
  • 11/2019 → Present
    Rbc Wealth Management
    Dallas, TX
  • 05/2016 → 05/2017
    N/A
    Wylie, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-06
  • S66 Uniform Combined State Law Examination
    2023-03-06

View on SEC IAPD

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