Tawa Arturo Saune

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2019 → 09/2019
  Bank Of America Private Bank
  Los Angeles, CA
• 09/2019 → 11/2019
  Unemployed
  Charlotte, NC
• 05/2017 → 05/2019
  Duke University, The Fuqua School Of Business
  Durham, NC
• 06/2018 → 08/2018
  Dimensional Fund Advisors
  Charlotte, NC
• 06/2013 → 05/2017
  Runa Simi Quechua Mission
  Lima, Peru
• 01/2020 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*130705 For profit or not for profit: Non-Profit Organization Name of outside business organization: Friends of Runa Simi, Inc. Investment related: N Address of business: Stone Mountain, Georgia 30087 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 4/15/2016 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Friends of Runa Simi supports Runa Simi Mission by representing the organization to donors and partners in the United States. I provide organizational guidance, attend a yearly board meeting, and I communicate with supporters to encourage partnership

Exams

• S66 Uniform Combined State Law Examination
  2020-02-29

Other Names

• Tawa Saune