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William Hugo Cevallos

Jemma Financial Services

Baltimore, MD

Boothbay, ME

CRD 4961189

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Employer firm

Jemma Financial Services CRD 284198

$140M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • RETIREMENT PLAN SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Jemma Financial Services

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-01-27
MD RA APPROVED 2019-01-03
  • PA RA
    APPROVED
    Since 2022-01-27
  • MD RA
    APPROVED
    Since 2019-01-03

Branch Locations

810 Gleneagles Court Suite 109, Baltimore, MD 21286 • United States

Boothbay, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Philadelphia PA 01/1996 09/2018
Jemma Investment Advisors Llc Dba Jemma Financial Services Baltimore MD 01/2019 Present
Unemployed Merion Station PA 09/2018 01/2019
  • 01/1996 → 09/2018
    Pnc Bank
    Philadelphia, PA
  • 01/2019 → Present
    Jemma Investment Advisors Llc Dba Jemma Financial Services
    Baltimore, MD
  • 09/2018 → 01/2019
    Unemployed
    Merion Station, PA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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