Rivers Joe Rodriguez

Current Employers

Seia

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-04-12

VA RA
APPROVED

Since 2021-04-12

Branch Locations

2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States

1650 Tyson's Bl. Suite 1575, Tysons, VA 22102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Signature Estate & Investment Advisors	Mclean	VA	06/2017	11/2019
Kumon Math And Reading Center	Ashburn	VA	07/2018	06/2019
Seia Llc	Tysons	VA	11/2019	Present
Royal Alliance Associates, Inc.	Tysons Corner	VA	08/2020	08/2023
Virginia Tech - Full-Time Education	Blacksburg	VA	08/2014	05/2018
Ses Llc	Tysons	VA	08/2023	Present

06/2017 → 11/2019

Signature Estate & Investment Advisors

Mclean, VA
07/2018 → 06/2019

Kumon Math And Reading Center

Ashburn, VA
11/2019 → Present

Seia Llc

Tysons, VA
08/2020 → 08/2023

Royal Alliance Associates, Inc.

Tysons Corner, VA
08/2014 → 05/2018

Virginia Tech - Full-Time Education

Blacksburg, VA
08/2023 → Present

Ses Llc

Tysons, VA

Other Businesses

1. SEIA LLC POSITION: Associate Advisor, NATURE: IRIA, INVESTMENT RELATED: Yes, NUMBER OF HOURS: 160, SECURITIES TRADING HOURS: 120 START DATE: 11/11/2019 ADDRESS: 1650 Tysons Boulevard, Suite 1575, Tysons, VA 22102, United States DESCRIPTION: RIA sales & service

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-10

S66 Uniform Combined State Law Examination

2021-04-10

Designations

View on SEC IAPD

Current Employers

Seia

Disclosures

Employment History

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Exams

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