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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-18
RI RA APPROVED 2025-12-11
  • CT RA
    APPROVED
    Since 2026-06-18
  • RI RA
    APPROVED
    Since 2025-12-11

Branch Locations

99 Whitfield St, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best Beverage Pawtucket RI 08/2016 08/2019
Unemployed Barrington RI 08/2019 11/2019
New York Life Insurance Co Waltham MA 11/2019 10/2021
Nylife Securities Llc Waltham MA 01/2020 10/2021
Mahoney Financial Organization, Llc Waltham MA 08/2020 11/2021
American United Life Cranston RI 09/2021 12/2025
Oneamerica Securities Cranston RI 11/2021 12/2025
Lpl Financial Barrington RI 12/2025 Present
Impact Financial Wealth Management Llc Barrington RI 12/2025 Present
  • 08/2016 → 08/2019
    Best Beverage
    Pawtucket, RI
  • 08/2019 → 11/2019
    Unemployed
    Barrington, RI
  • 11/2019 → 10/2021
    New York Life Insurance Co
    Waltham, MA
  • 01/2020 → 10/2021
    Nylife Securities Llc
    Waltham, MA
  • 08/2020 → 11/2021
    Mahoney Financial Organization, Llc
    Waltham, MA
  • 09/2021 → 12/2025
    American United Life
    Cranston, RI
  • 11/2021 → 12/2025
    Oneamerica Securities
    Cranston, RI
  • 12/2025 → Present
    Lpl Financial
    Barrington, RI
  • 12/2025 → Present
    Impact Financial Wealth Management Llc
    Barrington, RI
Previous Registrations
Other Businesses

1. 12/2025 - Impact Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/12/2025 2. 12/2025 - Impact Financial Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/12/2025 3. 12/2025 - Won Strategy - Outside/W-2 Employment - Not Investment Related - 8 Hrs/Mth - 0 Hrs During Trading - Seekonk, MA 02771 - OBA Start Date: 08/01/2024 4. 12/2025 - EXP Commercial - Mortgage/Real Estate Services - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Providence, RI 02903 - OBA Start Date: 08/01/2024 5. 12/2025 - Barrington Business & Community Association - Non-Profit Board Member - Not Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Barrington, RI 02806 - OBA Start Date: 01/01/2022 6. 12/2025 - Bryan Hoffman - Non-Variable Insurance - Investment Related - 8 Hrs/Mth - 8 Hrs During Trading - Barrington, RI 02806 - OBA Start Date: 10/24/2019 7. 01/02/2026 - One Resource Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 2 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-09
S63 Uniform Securities Agent State Law Examination 2020-06-12
  • S65 Uniform Investment Adviser Law Examination
    2022-06-09
  • S63 Uniform Securities Agent State Law Examination
    2020-06-12
Other Names
  • Bryan Douglas Hoffman
  • Bryan Hoffman

View on SEC IAPD

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