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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-06-18 |
| RI | RA | APPROVED | 2025-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Best Beverage | Pawtucket | RI | 08/2016 | 08/2019 |
| Unemployed | Barrington | RI | 08/2019 | 11/2019 |
| New York Life Insurance Co | Waltham | MA | 11/2019 | 10/2021 |
| Nylife Securities Llc | Waltham | MA | 01/2020 | 10/2021 |
| Mahoney Financial Organization, Llc | Waltham | MA | 08/2020 | 11/2021 |
| American United Life | Cranston | RI | 09/2021 | 12/2025 |
| Oneamerica Securities | Cranston | RI | 11/2021 | 12/2025 |
| Lpl Financial | Barrington | RI | 12/2025 | Present |
| Impact Financial Wealth Management Llc | Barrington | RI | 12/2025 | Present |
1. 12/2025 - Impact Financial - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/12/2025 2. 12/2025 - Impact Financial Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 12/12/2025 3. 12/2025 - Won Strategy - Outside/W-2 Employment - Not Investment Related - 8 Hrs/Mth - 0 Hrs During Trading - Seekonk, MA 02771 - OBA Start Date: 08/01/2024 4. 12/2025 - EXP Commercial - Mortgage/Real Estate Services - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Providence, RI 02903 - OBA Start Date: 08/01/2024 5. 12/2025 - Barrington Business & Community Association - Non-Profit Board Member - Not Investment Related - 1 Hrs/Mth - 0 Hrs During Trading - Barrington, RI 02806 - OBA Start Date: 01/01/2022 6. 12/2025 - Bryan Hoffman - Non-Variable Insurance - Investment Related - 8 Hrs/Mth - 8 Hrs During Trading - Barrington, RI 02806 - OBA Start Date: 10/24/2019 7. 01/02/2026 - One Resource Group - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/05/2026 - 2 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-12 |
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