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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-02-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Flint | MI | 11/2019 | 10/2022 |
| J.P. Morgan Securities Llc | Flint | MI | 11/2019 | 10/2022 |
| Dort Fcu | Flint | MI | 08/2018 | 11/2019 |
| South University | Savannah | GA | 01/2016 | 12/2017 |
| Unemployed | Burton | MI | 01/2018 | 07/2018 |
| United States Army Reserve | Roseville | MI | 11/2012 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 10/2022 | 11/2024 |
| Bank Of America N.A. | Atlanta | GA | 10/2022 | 11/2024 |
| J.P. Morgan Securities Llc | Grand Blanc | MI | 12/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Grand Blanc | MI | 12/2024 | Present |
I*1381348 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Burton, Michigan, 48529, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 7/15/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The home is owned by myself. I have no formal business registration. The tenant pays me via Zelle or cash app. my responsibility for this home is make sure things such as the water heater, furnace, and any other maintenance issues are resolved in a timely manor. I do not spend any time weekly working on this home. 1463 Proper ave Burton MI 48529
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2020-02-12 |
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