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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-18 |
| OR | RA | APPROVED | 2025-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Community Credit Union | Eugene | OR | 04/2017 | 08/2023 |
| Spencers Gifts | Eugene | OR | 10/2015 | 04/2017 |
| Cost Plus World Market | Eugene | OR | 05/2014 | 03/2017 |
| Cetera Advisor Networks | El Segundo | CA | 11/2019 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 06/2023 |
| Northwest Investment Services | Eugene | OR | 11/2019 | 08/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 08/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eugene | OR | 08/2023 | 12/2024 |
| Bank Of America, N.A. | Eugene | OR | 09/2023 | 12/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2025 | Present |
| Cetera Investment Advisers Llc | Eugene | OR | 01/2025 | Present |
| Northwest Community Cu | Eugene | OR | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-15 |
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