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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-05 |
Branch Locations
85-23 20Th Avenue, Brooklyn, NY 11214 • United States
1901 86Th Street, Brooklyn, NY 11214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Brooklyn | NY | 10/2016 | Present |
| J.P. Morgan Securities Llc | Brooklyn | NY | 10/2019 | Present |
| John Jay College Of Criminal Justice | New York | NY | 01/2014 | 06/2018 |
| Mango Of Staten Island Corp. | Staten Island | NY | 07/2023 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-30 |
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