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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-05
  • NY RA
    APPROVED
    Since 2023-09-05

Branch Locations

85-23 20Th Avenue, Brooklyn, NY 11214 • United States

1901 86Th Street, Brooklyn, NY 11214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Brooklyn NY 10/2016 Present
J.P. Morgan Securities Llc Brooklyn NY 10/2019 Present
John Jay College Of Criminal Justice New York NY 01/2014 06/2018
Mango Of Staten Island Corp. Staten Island NY 07/2023 10/2024
  • 10/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Brooklyn, NY
  • 10/2019 → Present
    Brooklyn, NY
  • 01/2014 → 06/2018
    John Jay College Of Criminal Justice
    New York, NY
  • 07/2023 → 10/2024
    Mango Of Staten Island Corp.
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 2019-12-30
  • S66 Uniform Combined State Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    2019-12-30
Other Names
  • Wen Hua

View on SEC IAPD

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