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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-23 |
| CA | RA | APPROVED | 2020-03-05 |
Branch Locations
401 Fremont Street Suite 200, Monterey, CA 93940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Caddie Services Llc | Jacksonville Beach | FL | 02/2007 | 03/2020 |
| Bronco Wine Company | Ceres | CA | 02/2016 | 03/2020 |
| Morgan Stanley Smith Barney Llc | Monterey | CA | 02/2020 | 04/2020 |
| Morgan Stanley Smith Barney Llc | Monterey | CA | 04/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2020 | Present |
*585161- Ducks Unlimited; Investment related: No; Memphis, Tennessee; Environmental; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 4; Accounting/Bookkeeping, Marketing, Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-04 |
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